SEC Form 4 · accession 0001140361-15-036854
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Matthew Condon
Other
Period of report
Oct 5, 2015
Accepted (ET)
Oct 5, 2015 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Oct 5, 2015 | P | 1,000 | $19.68 | A | 13,000 | D | |
| Tri-Continental Corporation Common Stock | Oct 5, 2015 | P | 1,000 | $19.69 | A | 14,000 | D | |
| Tri-Continental Corporation Common Stock | Oct 5, 2015 | P | 1,000 | $19.65 | A | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.