SEC Form 4 · accession 0001140361-15-010893
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L King
Other
Period of report
Mar 9, 2015
Accepted (ET)
Mar 9, 2015 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 200 | $21.77 | A | 115,200 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 100 | $21.78 | A | 115,300 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 543 | $21.85 | A | 115,843 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 205 | $21.86 | A | 116,048 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 1,300 | $21.87 | A | 117,348 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 2,100 | $21.88 | A | 119,448 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 700 | $21.89 | A | 120,148 | D | |
| Tri-Continental Corporation Common Stock | Mar 9, 2015 | P | 4,852 | $21.90 | A | 125,000 | D |
Table II — derivative securities
No Table II lines on this filing.