SEC Form 4 · accession 0001140361-15-009892
TRI-CONTINENTAL CORP · TY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Matthew Condon
Other
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Mar 2, 2015 | P | 896 | $22.08 | A | 8,396 | D | |
| Tri-Continental Corporation Common Stock | Mar 2, 2015 | P | 104 | $22.07 | A | 8,500 | D | |
| Tri-Continental Corporation Common Stock | Mar 2, 2015 | P | 500 | $22.09 | A | 9,000 | D | |
| Tri-Continental Corporation Common Stock | Mar 2, 2015 | P | 500 | $22.10 | A | 9,500 | D | |
| Tri-Continental Corporation Common Stock | Mar 2, 2015 | P | 2,500 | $22.079 | A | 12,000 | D |
Table II — derivative securities
No Table II lines on this filing.