SEC Form 4 · accession 0000899243-16-011008
BREEZE-EASTERN CORP · BZC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson Obus
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 9:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 4, 2016 | U | 12,622 | $19.61 | D | 0 | D | |
| COMMON STOCK | Jan 4, 2016 | D | 2,146 | $19.61 | D | 0 | D | |
| COMMON STOCKF2 | holding | — | — | — | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This common stock was cancelled in exchange for a cash payment calculated by multiplying the number of shares cancelled by $19.61 per share.
- F2Consists of shares of common stock owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Channel Partnership II, L.P., Wynnefield Capital Management, LLC, and Wynnefield Capital Inc. The reporting person is a control person in the foregoing entities.