SEC Form 4 · accession 0000899243-15-004945
BREEZE-EASTERN CORP · BZC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson Obus
Director · 10% Owner
Period of report
Sep 16, 2015
Accepted (ET)
Sep 17, 2015 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2014 | A | 2,146 | $0.00 | A | 14,768 | D | |
| Common StockF1 | holding | — | — | — | 2,117,911 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares of common stock owned by Wynnefield Partners Small Cap Value, L.P, Wynnefield Partners Small Cap Value, L.P. 1 , Wynnefield Small Cap Value Offshore Fund, Ltd., Channel Partnership II, L.P., Wynnefield Capital Management, L.L.C, and Wynnefield Capital Inc. The reporting person is a control person in the foregoing entities.