SEC Form 4 · accession 0000891839-18-000107
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary J. Haseley
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par value | Nov 19, 2018 | P | 1,500 | $20.44 | A | 16,900 | D | |
| Common Stock, $.50 par value | Nov 20, 2018 | P | 2,000 | $20.43 | A | 18,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.66 | holding | — | — | — | Jan 26, 2015 | Jan 26, 2020 | Common Stock, $.50 par value | 4,000 | 4,000 | D |
Explanation of responses
- F1This option was previously reported by Mr. Haseley and vested immediately; however, up to 2,000 shares subject to the option will expire each year if unexercised by the anniversary of the grant date.