SEC Form 4 · accession 0000891839-18-000074
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Smith
Director
Period of report
Oct 27, 2016
Accepted (ET)
Jul 2, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par value | Oct 27, 2016 | S | 2,000 | $10.40 | D | 42,166 | D | |
| Common Stock, $.50 par value | Oct 31, 2016 | S | 3,000 | $10.30 | D | 39,166 | D | |
| Common Stock, $.50 par value | Nov 1, 2016 | S | 1,361 | $10.30 | D | 37,805 | D | |
| Common Stock, $.50 par value | Nov 2, 2016 | S | 2,000 | $10.21 | D | 35,805 | D | |
| Common Stock, $.50 par value | Nov 7, 2016 | S | 2,000 | $10.21 | D | 33,805 | D | |
| Common Stock, $.50 par value | Nov 9, 2016 | S | 1,639 | $10.23 | D | 32,166 | D | |
| Common Stock, $.50 par value | May 8, 2017 | M | 4,000 | $6.35 | A | 36,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $6.35 | May 8, 2017 | M | 4,000 | D | Aug 22, 2010 | Aug 22, 2017 | Common Stock, par value $.50 per share | 4,000 | 0 | D |