SEC Form 4 · accession 0000891839-17-000141
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Flack
Officer — VP Service Sales & Operations
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | Nov 2, 2017 | P | 1,100 | $12.30 | A | 12,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.00 | holding | — | — | — | Jun 19, 2017 | Jun 19, 2022 | Common Stock, $.50 par value | 25,000 | 25,000 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock, $.50 par value | 3,000 | 3,000 | D |
Explanation of responses
- F1Includes 82 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan.
- F2These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/19/2017 grant date.