SEC Form 4 · accession 0000891839-15-000109
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary J. Haseley
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | Sep 2, 2015 | P | 6,000 | $9.24 | A | 13,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.66 | holding | — | — | — | Jan 26, 2015 | Jan 26, 2020 | Common Stock, par value $.50 per share | 10,000 | 10,000 | D |
Explanation of responses
- F1These shares were purchased by Mr. Haseley under the terms of the Transcat, Inc. 2009 Insider Stock Sales Plan. The price per share is the weighted average closing price per share of the Issuer's common stock on The NASDAQ Global Market over the twenty (20) trading days following the participant's agreement to purchase shares offered by the selling participant.
- F2This option was previously reported by Mr. Haseley and vested immediately; however, up to 2,000 shares subject to the option will expire each year if unexercised by the anniversary of the grant date.