SEC Form 4 · accession 0000891839-15-000072
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl E Sassano
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par value | Jun 1, 2015 | M | 10,895 | $4.26 | A | 106,016 | D | |
| Common Stock, $.50 par valueF1 | Jun 1, 2015 | F | 4,441 | $10.45 | D | 101,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.26 | Jun 1, 2015 | M | 10,895 | D | Aug 16, 2008 | Aug 16, 2015 | Common Stock, $.50 par value | 10,895 | 0 | D |
| Stock Option (Right to Buy)F2 | $5.68 | holding | — | — | — | Aug 8, 2009 | Aug 8, 2016 | Common Stock, $.50 par value | 8,803 | 8,803 | D |
| Stock Option (Right to Buy)F2 | $7.72 | holding | — | — | — | Jul 30, 2011 | Jul 30, 2017 | Common Stock, $.50 par value | 60,160 | 60,160 | D |
Explanation of responses
- F1Previously acquired shares tendered to the Issuer in payment of the exercise price.
- F2This option was previously reported by Mr. Sassano.