SEC Form 4 · accession 0000891839-15-000028
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl E Sassano
Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | Jan 29, 2015 | S | 15,000 | $9.41 | D | 105,121 | D | |
| Common Stock, $.50 par value | Jan 30, 2015 | S | 100 | $9.31 | D | 105,021 | D | |
| Common Stock, $.50 par value | Jan 30, 2015 | S | 100 | $9.30 | D | 104,921 | D | |
| Common Stock, $.50 par value | Jan 30, 2015 | S | 100 | $9.28 | D | 104,821 | D | |
| Common Stock, $.50 par value | Jan 30, 2015 | S | 100 | $9.27 | D | 104,721 | D | |
| Common Stock, $.50 par value | Jan 30, 2015 | S | 1,216 | $9.26 | D | 103,505 | D | |
| Common Stock, $.50 par value | Jan 30, 2015 | S | 900 | $9.25 | D | 102,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.26 | holding | — | — | — | Aug 16, 2008 | Aug 16, 2015 | Common Stock, $.50 par value | 10,895 | 10,895 | D |
| Stock Option (Right to Buy)F2 | $5.68 | holding | — | — | — | Aug 8, 2009 | Aug 8, 2016 | Common Stock, $.50 par value | 8,803 | 8,803 | D |
| Stock Option (Right to Buy)F2 | $7.72 | holding | — | — | — | Jul 30, 2011 | Jul 30, 2017 | Common Stock, $.50 par value | 60,160 | 60,160 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.04 to $9.69, inclusive. Mr. Sassano undertakes to provide to Transcat, Inc., any security holder of Transcat, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F2This option was previously reported by Mr. Sassano.