SEC Form 5 · accession 0001089801-17-000001

TRANS LUX Corp · TNLX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2016

Accepted (ET)

Apr 13, 2017 · 4:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000099106

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 23, 2016	P	22	$3.60	A	48,787	D
Common Stock	May 23, 2016	P	78	$3.5999	A	48,787	D
Common Stock	May 23, 2016	P	100	$4.00	A	48,787	D
Common Stock	May 25, 2016	P	100	$3.60	A	48,787	D
Common Stock	May 25, 2016	P	100	$3.60	A	48,787	D
Common Stock	May 26, 2016	P	100	$3.60	A	48,787	D
Common Stock	May 27, 2016	P	100	$3.60	A	48,787	D
Common Stock	May 27, 2016	P	150	$3.70	A	48,787	D
Common Stock	May 27, 2016	P	50	$4.00	A	48,787	D
Common Stock	May 31, 2016	P	50	$4.00	A	48,787	D
Common Stock	Jun 1, 2016	P	100	$4.00	A	48,787	D
Common Stock	Jun 1, 2016	P	100	$4.00	A	48,787	D
Common Stock	Jun 1, 2016	P	100	$4.00	A	48,787	D
Common Stock	Jun 6, 2016	P	100	$2.75	A	48,787	D
Common Stock	Jun 7, 2016	P	50	$3.99	A	48,787	D
Common Stock	Jun 9, 2016	P	100	$2.80	A	48,787	D
Common Stock	Jun 13, 2016	P	150	$2.20	A	48,787	D
Common Stock	Jun 15, 2016	P	1,000	$2.15	A	48,787	D
Common Stock	Jun 17, 2016	P	50	$3.99	A	48,787	D
Common Stock	Jun 17, 2016	P	100	$3.00	A	48,787	D
Common Stock	Jun 21, 2016	P	50	$3.99	A	48,787	D
Common Stock	Jun 28, 2016	P	50	$2.66	A	48,787	D
Common Stock	Jun 30, 2016	P	50	$3.99	A	48,787	D
Common Stock	Jun 30, 2016	P	100	$3.99	A	48,787	D
Common Stock	Aug 19, 2016	P	100	$3.25	A	48,787	D
Common Stock	Aug 19, 2016	P	150	$3.50	A	48,787	D
Common Stock	Aug 23, 2016	P	134	$4.10	A	48,787	D
Common Stock	Sep 30, 2016	P	5,000	$2.70	A	48,787	D

No Table II lines on this filing.