SEC Form 4 · accession 0001089801-16-000003
TRANS LUX Corp · TNLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco M Elser
Director · 10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 7, 2016 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | P | 5,000 | $13,500.00 | A | 211,189 | I | Manager of accounts for indirectly owned shares |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F17,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 189,544 shares are owned by Carlisle Investments Inc., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of AdviCorp plc.