SEC Form 4 · accession 0001225208-17-018579
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Beasley
Officer — Group President
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2017 | M | 5,944 | $136.37 | A | 28,179 | D | |
| Common Stock | Dec 11, 2017 | M | 4,709 | $168.865 | A | 32,888 | D | |
| Common Stock | Dec 11, 2017 | M | 4,391 | $186.425 | A | 37,279 | D | |
| Common Stock | Dec 11, 2017 | S | 15,044 | $332.00 | D | 22,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $186.425 | Dec 11, 2017 | M | 4,391 | D | — | Dec 9, 2025 | Common Stock | 4,391 | 8,781 | D |
| Option (Right to Buy)F2,F4 | $168.865 | Dec 11, 2017 | M | 4,709 | D | — | Dec 10, 2024 | Common Stock | 4,709 | 4,710 | D |
| Option (Right to Buy)F2,F5 | $136.37 | Dec 11, 2017 | M | 5,944 | D | — | Dec 11, 2023 | Common Stock | 5,944 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Of this option grant 4,391 options vested on December 9, 2017 and the remaining options vest in two annual installments beginning on December 9, 2018.
- F4Of this option grant 4,709 options vested on December 10, 2017 and the remaining options vest on December 10, 2018.
- F5Options vested on December 11, 2017.