SEC Form 4 · accession 0001225208-17-017006
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Lupisella Jr.
Officer — Vice President and Controller
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | M | 3,655 | $136.37 | A | 13,824 | D | |
| Common Stock | Nov 2, 2017 | M | 1,978 | $168.865 | A | 15,802 | D | |
| Common Stock | Nov 2, 2017 | M | 944 | $186.425 | A | 16,746 | D | |
| Common StockF1 | Nov 2, 2017 | S | 7,035 | $334.6954 | D | 9,711 | D | |
| Common Stock | holding | — | — | — | 1,100 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $186.425 | Nov 2, 2017 | M | 944 | D | — | Dec 9, 2025 | Common Stock | 944 | 2,832 | D |
| Option (Right to Buy)F2,F4 | $168.865 | Nov 2, 2017 | M | 1,978 | D | — | Dec 10, 2024 | Common Stock | 1,978 | 1,978 | D |
| Option (Right to Buy)F2,F5 | $136.37 | Nov 2, 2017 | M | 3,655 | D | — | Dec 11, 2023 | Common Stock | 3,655 | 1,219 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $334.65 to $334.80. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Of this option grant 944 options fully vested and the remaining options vest in three annual installments beginning on December 9, 2017.
- F4Of this option grant 1,978 options fully vested and the remaining options vest in two annual installments beginning on December 10, 2017.
- F5Of this option grant 3,655 options fully vested and the remaining options vest on December 11, 2017.