SEC Form 4 · accession 0001225208-17-017005
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher S Holland
Officer — Senior Vice President and CFO
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2017 | M | 20,410 | $97.685 | A | 47,401 | D | |
| Common Stock | Nov 2, 2017 | M | 17,832 | $136.37 | A | 65,233 | D | |
| Common StockF2 | Nov 2, 2017 | S | 38,242 | $334.0379 | D | 26,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $136.37 | Nov 2, 2017 | M | 17,832 | D | — | Dec 11, 2023 | Common Stock | 17,832 | 5,944 | D |
| Option (Right to Buy)F3,F5 | $97.685 | Nov 2, 2017 | M | 20,410 | D | — | Dec 12, 2022 | Common Stock | 20,410 | 0 | D |
Explanation of responses
- F1Includes 68.933 shares acquired under the Company's Employee Stock Purchase Plan from February 7, 2017 to August 7, 2017.
- F2Represents the weighted average sales price for price increments ranging from $333.69 to $334.38. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Of this option grant 17,832 options fully vested and the remaining options vest on December 11, 2017.
- F5Options fully vested and are currently exercisable.