SEC Form 4 · accession 0001225208-17-016477
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betty D Larson
Officer — VP - Human Resources
Period of report
Oct 20, 2017
Accepted (ET)
Oct 24, 2017 · 9:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2017 | M | 2,354 | $168.865 | A | 10,753 | D | |
| Common Stock | Oct 20, 2017 | M | 2,016 | $149.06 | A | 12,769 | D | |
| Common Stock | Oct 20, 2017 | M | 1,536 | $186.425 | A | 14,305 | D | |
| Common Stock | Oct 20, 2017 | S | 5,906 | $330.16 | D | 8,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $149.06 | Oct 20, 2017 | M | 2,016 | D | — | Sep 2, 2024 | Common Stock | 2,016 | 2,016 | D |
| Option (Right to Buy)F2,F4 | $186.425 | Oct 20, 2017 | M | 1,536 | D | — | Dec 9, 2025 | Common Stock | 1,536 | 4,611 | D |
| Option (Right to Buy)F2,F5 | $168.865 | Oct 20, 2017 | M | 2,354 | D | — | Dec 10, 2024 | Common Stock | 2,354 | 2,355 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Of this option grant 2,016 options fully vested and the remaining options vest on September 2, 2018.
- F4Of this option grant 1,536 options fully vested and the remaining options vest in three annual installments beginning on December 9, 2017.
- F5Of this option grant 2,354 options fully vested and the remaining options vest in two annual installments beginning on December 10, 2017.