SEC Form 4 · accession 0001225208-17-015532
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon M Luboff
Officer — Group Vice President
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 29, 2017 | M | 17,312 | $84.575 | A | 38,136 | D | |
| Common Stock | Sep 29, 2017 | M | 12,940 | $86.145 | A | 51,076 | D | |
| Common Stock | Sep 29, 2017 | S | 30,252 | $320.00 | D | 20,824 | D | |
| Common StockF3 | holding | — | — | — | 69 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $86.145 | Sep 29, 2017 | M | 12,940 | D | — | Dec 8, 2020 | Common Stock | 12,940 | 0 | D |
| Option (Right to Buy)F6,F7 | $84.575 | Sep 29, 2017 | M | 17,312 | D | — | Dec 14, 2021 | Common Stock | 17,312 | 17,311 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Includes 105.946 shares acquired under the Company's Employee Stock Purchase Plan from February 6, 2017 to August 7, 2017.
- F3Includes 0.036 shares acquired under the Company's 401(k) Plan from February 3, 2017 to August 4, 2017.
- F4Performance options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Options fully vested upon achievement of certain performance criteria and are currently exercisable.
- F6Options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F7Options fully vested and are currently exercisable.