SEC Form 4 · accession 0001225208-17-013770
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Groetelaars
Officer — Group President
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 12:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | M | 12,482 | $136.37 | A | 31,445 | D | |
| Common Stock | Aug 10, 2017 | M | 8,608 | $97.685 | A | 40,053 | D | |
| Common Stock | Aug 10, 2017 | M | 2,597 | $84.575 | A | 42,650 | D | |
| Common StockF1 | Aug 10, 2017 | S | 23,687 | $318.7332 | D | 18,963 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $136.37 | Aug 10, 2017 | M | 12,482 | D | — | Dec 11, 2023 | Common Stock | 12,482 | 4,161 | D |
| Option (Right to Buy)F2,F4 | $97.685 | Aug 10, 2017 | M | 8,608 | D | — | Dec 12, 2022 | Common Stock | 8,608 | 0 | D |
| Option (Right to Buy)F5,F4 | $84.575 | Aug 10, 2017 | M | 2,597 | D | — | Dec 14, 2021 | Common Stock | 2,597 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $318.52 to $318.91. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Of this option grant 12,482 options vested and the remaining options vest on December 11, 2017.
- F4Options fully vested and are currently exercisable.
- F5Options granted under 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).