SEC Form 4 · accession 0001225208-17-003412
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A DeFord
Officer — Sr. VP Sci Tech and Clin Afrs
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | F | 447 | $240.47 | D | 24,684 | D | |
| Common Stock | Feb 13, 2017 | F | 1,897 | $240.47 | D | 22,318 | D | |
| Common StockF4 | Feb 14, 2017 | S | 2,788 | $240.5135 | D | 19,530 | D | |
| Common Stock | holding | — | — | — | 74 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes upon vesting of restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Shares withheld to pay taxes upon vesting of restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F3Sales are pursuant to a previously disclosed 10b5-1 plan.
- F4Represents the weighted average sales price for price increments ranging from $240.33 to $240.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Remarks
The amounts in Column 5 (Amount of Securities Beneficially Owned Following Reported Transactions) includes a transaction reported on the Form 4 filed on February 14, 2017. The ending balance reflects the current amount of securities beneficially owned.