SEC Form 4 · accession 0001225208-17-003408
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Ring
Officer — Chairman and CEO · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | F | 1,856 | $240.47 | D | 100,283 | D | |
| Common Stock | Feb 13, 2017 | F | 3,307 | $240.47 | D | 96,976 | D | |
| Common Stock | Feb 13, 2017 | F | 8,586 | $240.47 | D | 88,390 | D | |
| Common StockF5 | Feb 14, 2017 | S | 14,425 | $240.497 | D | 73,965 | D | |
| Common Stock | holding | — | — | — | 3,837 | I | 401(k) Plan | |
| Common StockF6 | holding | — | — | — | 802 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes upon vesting of restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Shares withheld to pay taxes upon vesting of restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F3Shares withheld to pay taxes upon vesting of performance-based restricted stock units granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Sales are pursuant to a previously disclosed 10b5-1 plan.
- F5Represents the weighted average sales price for price increments ranging from $240.27 to $241.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F6The reporting person disclaims beneficial ownership of the shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.