SEC Form 4 · accession 0001225208-17-003184
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon M Luboff
Officer — Group Vice President
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | F | 408 | $239.925 | D | 27,813 | D | |
| Common Stock | Feb 13, 2017 | M | 1,000 | $86.145 | A | 28,813 | D | |
| Common StockF3 | Feb 13, 2017 | S | 478 | $240.1169 | D | 28,335 | D | |
| Common StockF4 | Feb 13, 2017 | S | 1,000 | $240.3056 | D | 27,335 | D | |
| Common Stock | holding | — | — | — | 69 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $86.145 | Feb 13, 2017 | M | 1,000 | D | — | Dec 8, 2020 | Common Stock | 1,000 | 12,940 | D |
Explanation of responses
- F1Shares withheld to pay taxes upon vesting of restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Sales are pursuant to a previously disclosed 10b5-1 plan.
- F3Represents the weighted average sales price for price increments ranging from $240.07 to $240.34. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Represents the weighted average sales price for price increments ranging from $240.28 to $240.33. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F5Performance options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F6Options fully vested upon achievement of certain performance criteria and are currently exercisable.