SEC Form 4 · accession 0001225208-17-002840
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Lupisella Jr.
Officer — Vice President and Controller
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2017 | A | 2,408 | $0.00 | A | 14,012 | D | |
| Common Stock | Feb 8, 2017 | A | 954 | $235.49 | A | 14,966 | D | |
| Common Stock | Feb 8, 2017 | A | 409 | $164.843 | A | 15,375 | D | |
| Common Stock | Feb 8, 2017 | F | 839 | $236.68 | D | 14,536 | D | |
| Common StockF5 | holding | — | — | — | 1,100 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Includes 0.501 shares acquired under the Company's Employee Stock Purchase Plan from January 4, 2017 to February 6, 2017.
- F3Restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F4Shares withheld to pay taxes upon vesting of performance-based restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Includes 0.869 shares acquired under the Company's 401(k) Plan from November 5, 2016 to February 3, 2017.