SEC Form 4 · accession 0001225208-17-002839
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samrat S. Khichi
Officer — Sr. VP, Gen Counsel & Secy.
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2017 | A | 9,442 | $0.00 | A | 22,283 | D | |
| Common Stock | Feb 8, 2017 | A | 1,850 | $235.49 | A | 24,133 | D | |
| Common StockF4 | Feb 8, 2017 | A | 1,697 | $0.00 | A | 25,830 | D | |
| Common Stock | Feb 8, 2017 | A | 792 | $164.843 | A | 26,622 | D | |
| Common Stock | Feb 8, 2017 | F | 4,463 | $236.68 | D | 22,159 | D | |
| Common StockF7 | Feb 9, 2017 | S | 5,827 | $239.5966 | D | 16,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Includes 0.385 shares acquired under the Company's Employee Stock Purchase Plan from August 2, 2016 to February 6, 2017.
- F3Restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F4Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated), 50% of which vest immediately and the remaining 50% vest in two equal annual installments on February 8, 2018 and February 8, 2019.
- F5Shares withheld to pay taxes upon vesting of performance-based restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F6Sales are pursuant to a previously disclosed 10b5-1 plan.
- F7Represents the weighted average sales price for price increments ranging from $239.47 to $239.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.