SEC Form 4 · accession 0001225208-17-002837
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A DeFord
Officer — Sr. VP Sci Tech and Clin Afrs
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2017 | A | 8,223 | $0.00 | A | 29,830 | D | |
| Common StockF3 | Feb 8, 2017 | A | 3,194 | $0.00 | A | 33,024 | D | |
| Common Stock | Feb 8, 2017 | A | 1,641 | $235.49 | A | 34,665 | D | |
| Common Stock | Feb 8, 2017 | A | 703 | $164.843 | A | 35,368 | D | |
| Common Stock | Feb 8, 2017 | F | 4,004 | $236.68 | D | 31,364 | D | |
| Common StockF7 | Feb 9, 2017 | S | 5,816 | $239.5782 | D | 25,548 | D | |
| Common StockF8 | holding | — | — | — | 74 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Includes 0.001 shares acquired under the Company's Employee Stock Purchase Plan from November 8, 2016 to February 6, 2017.
- F3Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated), 50% of which vest immediately and the remaining 50% vest in two equal annual installments on February 8, 2018 and February 8, 2019.
- F4Restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F5Shares withheld to pay taxes upon vesting of performance-based restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F6Sales are pursuant to a previously disclosed 10b5-1 plan.
- F7Represents the weighted average sales price for price increments ranging from $239.49 to $239.83. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F8Includes 2.321 shares acquired under the Company's 401(k) Plan from November 5, 2016 to February 3, 2017.