SEC Form 4 · accession 0001225208-17-000061
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Beasley
Officer — Group President
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | M | 4,709 | $168.865 | A | 27,378 | D | |
| Common Stock | Dec 30, 2016 | S | 4,709 | $225.00 | D | 22,669 | D | |
| Common Stock | holding | — | — | — | 3,114 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $168.865 | Dec 30, 2016 | M | 4,709 | D | — | Dec 10, 2024 | Common Stock | 4,709 | 9,419 | D |
Explanation of responses
- F1Option exercise and sale are pursuant to a previously disclosed 10b5-1 plan.
- F2Options granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Of this option grant 4,709 options vested on December 10, 2016 and the remaining options vest in two annual installments beginning on December 10, 2017.