SEC Form 4 · accession 0001225208-16-043401
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Lupisella Jr.
Officer — Vice President and Controller
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | A | 695 | $0.00 | A | 14,757 | D | |
| Common Stock | holding | — | — | — | 1,099 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $219.555 | Dec 14, 2016 | A | 3,056 | A | — | Dec 14, 2026 | Common Stock | 3,056 | 3,056 | D |
Explanation of responses
- F1Reflects restricted stock units, each of which represents a contingent right to receive one share of common stock. These restricted stock units, granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated) vest in four equal annual installments beginning on December 14, 2017.
- F2Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Options vest in four equal annual installments beginning on December 14, 2017.