SEC Form 4 · accession 0001225208-16-043390
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Ring
Officer — Chairman and CEO · Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | G | 373 | $0.00 | D | 95,657 | D | |
| Common StockF1 | holding | — | — | — | 3,786 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 802 | I | By Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $219.555 | Dec 14, 2016 | A | 50,929 | A | — | Dec 14, 2026 | Common Stock | 50,929 | 50,929 | D |
Explanation of responses
- F1Includes 5.374 shares acquired under the Company's 401(k) Plan from July 30, 2016 to November 4, 2016.
- F2The reporting person disclaims beneficial ownership of the shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.
- F3Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Options vest in four equal annual installments beginning on December 14, 2017.