SEC Form 4 · accession 0001225208-16-043156
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Beasley
Officer — Group President
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 5,978 | $97.685 | A | 28,647 | D | |
| Common Stock | Dec 12, 2016 | M | 5,944 | $136.37 | A | 34,591 | D | |
| Common StockF2 | Dec 12, 2016 | S | 317 | $220.7337 | D | 34,274 | D | |
| Common StockF3 | Dec 12, 2016 | S | 400 | $217.065 | D | 33,874 | D | |
| Common StockF4 | Dec 12, 2016 | S | 4,121 | $219.3115 | D | 29,753 | D | |
| Common StockF5 | Dec 12, 2016 | S | 7,084 | $219.9296 | D | 22,669 | D | |
| Common StockF6 | holding | — | — | — | 3,114 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F7,F8 | $136.37 | Dec 12, 2016 | M | 5,944 | D | — | Dec 11, 2023 | Common Stock | 5,944 | 5,944 | D |
| Option (Right to Buy)F7,F9 | $97.685 | Dec 12, 2016 | M | 5,978 | D | — | Dec 12, 2022 | Common Stock | 5,978 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Represents the weighted average sales price for price increments ranging from $220.69 to $220.76. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments ranging from $217.05 to $217.08. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Represents the weighted average sales price for price increments ranging from $218.61 to $219.60. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F5Represents the weighted average sales price for price increments ranging from $219.61 to $220.57. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F6Includes 9.488 shares acquired under the Company's 401(k) Plan from February 6, 2016 to November 4, 2016.
- F7Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F8Of this option grant 5,944 options vested on December 11, 2016 and the remaining options vest on December 11, 2017.
- F9Options fully vested and are currently exercisable.