SEC Form 4 · accession 0001225208-16-043154
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Weiland
Officer — Vice Chairman, Pres. and COO · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 11,190 | $97.685 | A | 72,780 | D | |
| Common StockF2 | Dec 12, 2016 | S | 350 | $217.2757 | D | 72,430 | D | |
| Common StockF3 | Dec 12, 2016 | S | 1,000 | $218.8241 | D | 71,430 | D | |
| Common StockF4 | Dec 12, 2016 | S | 2,422 | $220.3514 | D | 69,008 | D | |
| Common StockF5 | Dec 12, 2016 | S | 7,418 | $219.6679 | D | 61,590 | D | |
| Common StockF6 | holding | — | — | — | 5,942 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F7,F8 | $97.685 | Dec 12, 2016 | M | 11,190 | D | — | Dec 12, 2022 | Common Stock | 11,190 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Represents the weighted average sales price for price increments ranging from $217.05 to $217.81. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments ranging from $218.12 to $219.10. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Represents the weighted average sales price for price increments ranging from $220.17 to $220.77. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F5Represents the weighted average sales price for price increments ranging from $219.16 to $220.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F6Includes 78.095 shares acquired under the Company's 401(k) Plan from February 6, 2016 to November 4, 2016.
- F7Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F8Options fully vested and are currently exercisable.