SEC Form 4 · accession 0001225208-16-043153
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon M Luboff
Officer — Group Vice President
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 12, 2016 | M | 6,000 | $86.145 | A | 29,837 | D | |
| Common Stock | Dec 12, 2016 | S | 6,000 | $219.00 | D | 23,837 | D | |
| Common StockF3 | holding | — | — | — | 69 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $86.145 | Dec 12, 2016 | M | 6,000 | D | — | Dec 8, 2020 | Common Stock | 6,000 | 13,940 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Includes 130.992 shares acquired under the Company's Employee Stock Purchase Plan from February 6, 2016 to November 7, 2016.
- F3Share amount reduced pursuant to a qualified domestic relations order. Includes 0.167 shares acquired under the Company's 401(k) Plan from February 6, 2016 to November 4, 2016.
- F4Performance options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Options fully vested upon achievement of certain performance criteria and are currently exercisable.