SEC Form 4 · accession 0001225208-16-043120
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Lupisella Jr.
Officer — Vice President and Controller
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 9, 2016 | F | 94 | $215.00 | D | 14,438 | D | |
| Common Stock | Dec 12, 2016 | F | 376 | $218.735 | D | 14,062 | D | |
| Common StockF3 | holding | — | — | — | 1,099 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes upon vesting of restricted stock units granted under the Company's 2012 Long Term Incentive Plan (as Amended and Restated).
- F2Includes 0.1682 shares acquired under the Company's Dividend Reinvestment Plan from February 6, 2016 to November 4, 2016. Includes 35.921 shares acquired under the Company's Employee Stock Purchase Plan from February 9, 2016 to November 7, 2016.
- F3Includes 3.348 shares acquired under the Company's 401(k) Plan from February 6, 2016 to November 4, 2016.