SEC Form 4 · accession 0001225208-16-040863
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher S Holland
Officer — Senior Vice President and CFO
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 28, 2016 | M | 3,971 | $95.99 | A | 29,689 | D | |
| Common StockF3 | Oct 28, 2016 | S | 1,396 | $212.7779 | D | 28,293 | D | |
| Common StockF4 | Oct 28, 2016 | S | 1,503 | $211.3362 | D | 26,790 | D | |
| Common StockF5 | Oct 28, 2016 | S | 2,825 | $210.1793 | D | 23,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F6,F7 | $95.99 | Oct 28, 2016 | M | 3,971 | D | — | Jun 1, 2022 | Common Stock | 3,971 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Includes 80.455 shares acquired under the Company's Employee Stock Purchase Plan from May 17, 2016 to August 1, 2016.
- F3Represents the weighted average sales price for price increments ranging from $212.39 to $213.07. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Represents the weighted average sales price for price increments ranging from $211.08 to $211.95. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F5Represents the weighted average sales price for price increments ranging from $210.00 to $210.41. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F6Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F7Options fully vested and are currently exercisable.