SEC Form 4 · accession 0001225208-16-039531
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betty D Larson
Officer — VP - Human Resources
Period of report
Sep 19, 2016
Accepted (ET)
Sep 20, 2016 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2016 | M | 4,032 | $149.06 | A | 10,298 | D | |
| Common Stock | Sep 19, 2016 | S | 100 | $226.00 | D | 10,198 | D | |
| Common StockF2 | Sep 19, 2016 | S | 3,932 | $225.3114 | D | 6,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $149.06 | Sep 19, 2016 | M | 4,032 | D | — | Sep 2, 2024 | Common Stock | 4,032 | 4,032 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Represents the weighted average sales price for price increments ranging from $225.00 to $225.96. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Of this option grant 4,032 options are vested and the remaining options vest in two annual installments beginning on September 2, 2017.