SEC Form 4 · accession 0001225208-16-034262
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher S Holland
Officer — Senior Vice President and CFO
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | M | 3,970 | $95.99 | A | 31,306 | D | |
| Common StockF2 | May 27, 2016 | S | 3,970 | $219.8855 | D | 27,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $95.99 | May 27, 2016 | M | 3,970 | D | — | Jun 1, 2022 | Common Stock | 3,970 | 3,971 | D |
Explanation of responses
- F1Includes 0.848 shares acquired under the Company's Employee Stock Purchase Plan from February 6, 2016 to May 16, 2016.
- F2Represents the weighted average sales price for price increments ranging from $219.87 to $219.91. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Of this option grant, 3,970 options vested on June 1, 2015 and the remaining options vest on June 1, 2016.