SEC Form 4 · accession 0001225208-15-022474
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A DeFord
Officer — Sr. VP Sci Tech and Clin Afrs
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 14, 2015 | M | 5,627 | $84.575 | A | 29,273 | D | |
| Common Stock | Dec 14, 2015 | S | 5,627 | $184.00 | D | 23,646 | D | |
| Common StockF3 | holding | — | — | — | 55 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $84.575 | Dec 14, 2015 | M | 5,627 | D | — | Dec 14, 2021 | Common Stock | 5,627 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Includes 0.0690 shares acquired under the Company's Dividend Reinvestment Plan from August 1, 2015 to November 5, 2015.
- F3Includes 0.064 shares acquired under the Company's 401(k) Plan from August 1, 2015 to November 6, 2015.
- F4Options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Options fully vested on December 14, 2015.