SEC Form 4 · accession 0001225208-15-022473
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Beasley
Officer — Group President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 8,656 | $84.575 | A | 32,969 | D | |
| Common Stock | Dec 14, 2015 | M | 5,977 | $97.685 | A | 38,946 | D | |
| Common Stock | Dec 14, 2015 | M | 5,944 | $136.37 | A | 44,890 | D | |
| Common StockF2 | Dec 14, 2015 | S | 2,200 | $183.3425 | D | 42,690 | D | |
| Common StockF3 | Dec 14, 2015 | S | 2,227 | $186.0917 | D | 40,463 | D | |
| Common StockF4 | Dec 14, 2015 | S | 6,781 | $184.3043 | D | 33,682 | D | |
| Common StockF5 | Dec 14, 2015 | S | 9,369 | $185.1427 | D | 24,313 | D | |
| Common StockF6 | holding | — | — | — | 3,101 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F7,F8 | $136.37 | Dec 14, 2015 | M | 5,944 | D | — | Dec 11, 2023 | Common Stock | 5,944 | 11,888 | D |
| Option (Right to Buy)F7,F9 | $97.685 | Dec 14, 2015 | M | 5,977 | D | — | Dec 12, 2022 | Common Stock | 5,977 | 5,978 | D |
| Option (Right to Buy)F10,F11 | $84.575 | Dec 14, 2015 | M | 8,656 | D | — | Dec 14, 2021 | Common Stock | 8,656 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F10Options granted under 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F11Option fully vested on December 14, 2015.
- F2Represents the weighted average sales price for price increments ranging from $182.79 to $183.77. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments ranging from $185.92 to $186.35. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Represents the weighted average sales price for price increments ranging from $183.90 to $184.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F5Represents the weighted average sales price for price increments ranging from $184.90 to $185.8621. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F6Includes 5.637 shares acquired under the Company's 401(k) Plan from May 9, 2015 to November 6, 2015.
- F7Options granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F8Of this option grant 5,944 options vested on December 11, 2015 and the remaining options vest in two annual installments beginning on December 11, 2016.
- F9Of this option grant 5,977 options vested on December 12, 2015 and the remaning options will vest on December 12, 2016.