SEC Form 4 · accession 0001225208-15-022159
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Lupisella Jr.
Officer — Vice President and Controller
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 9, 2015 | A | 760 | $0.00 | A | 15,507 | D | |
| Common Stock | Dec 10, 2015 | F | 73 | $185.165 | D | 15,434 | D | |
| Common StockF4 | holding | — | — | — | 1,094 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $186.425 | Dec 9, 2015 | A | 3,776 | A | — | Dec 9, 2025 | Common Stock | 3,776 | 3,776 | D |
Explanation of responses
- F1Reflects restricted stock units, each of which represents a contingent right to receive one share of common stock. These restricted stock units, granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated) vest in four equal annual installments beginning on December 9, 2016.
- F2Includes 5.7034 shares acquired under the Company's Dividend Reinvestment Plan from May 9, 2015 to November 6, 2015. Includes 0.8930 shares acquired under the Company's Employee Stock Purchase Plan from July 1, 2015 to November 6, 2015.
- F3Shares withheld to pay taxes upon vesting of restricted stock units granted under the Company's 2012 Long Term Incentive Plan.
- F4Includes 1.989 shares acquired under the Company's 401(k) Plan from May 9, 2015 to November 6, 2015.
- F5Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F6Options vest in four equal annual installments beginning on December 9, 2016.