SEC Form 4 · accession 0001225208-15-017326
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon M Luboff
Officer — Group Vice President
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 2,374 | $81.695 | A | 30,773 | D | |
| Common StockF1 | Aug 18, 2015 | S | 2,374 | $199.7614 | D | 28,399 | D | |
| Common Stock | holding | — | — | — | 138 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $81.695 | Aug 18, 2015 | M | 2,374 | D | — | Dec 9, 2019 | Common Stock | 2,374 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $199.75 to $199.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Performance options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated). Also granted in tandem with these options are Limited Stock Appreciation Rights which can only be exercised upon a "Change of Control" as defined in the Plan.
- F3Options fully vested in accordance with schedule upon achievement of certain performance criteria.