SEC Form 4 · accession 0001225208-15-017092
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon M Luboff
Officer — Group Vice President
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 1,000 | $81.695 | A | 29,399 | D | |
| Common Stock | Aug 13, 2015 | S | 1,000 | $200.00 | D | 28,399 | D | |
| Common Stock | Aug 17, 2015 | M | 1,030 | $81.695 | A | 29,429 | D | |
| Common Stock | Aug 17, 2015 | S | 1,030 | $200.00 | D | 28,399 | D | |
| Common Stock | holding | — | — | — | 138 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $81.695 | Aug 13, 2015 | M | 1,000 | D | — | Dec 9, 2019 | Common Stock | 1,000 | 3,404 | D |
| Option (Right to Buy)F1,F2 | $81.695 | Aug 17, 2015 | M | 1,030 | D | — | Dec 9, 2019 | Common Stock | 1,030 | 2,374 | D |
Explanation of responses
- F1Performance options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated). Also granted in tandem with these options are Limited Stock Appreciation Rights which can only be exercised upon a "Change of Control" as defined in the Plan.
- F2Options fully vested in accordance with schedule upon achievement of certain performance criteria.