SEC Form 4 · accession 0001225208-15-016706
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Groetelaars
Officer — Group President
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 5,194 | $84.575 | A | 22,841 | D | |
| Common Stock | Aug 7, 2015 | M | 4,222 | $86.145 | A | 27,063 | D | |
| Common StockF1 | Aug 7, 2015 | S | 9,416 | $196.6849 | D | 17,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $86.145 | Aug 7, 2015 | M | 4,222 | D | — | Dec 8, 2020 | Common Stock | 4,222 | 0 | D |
| Option (Right to Buy)F4,F5 | $84.575 | Aug 7, 2015 | M | 5,194 | D | — | Dec 14, 2021 | Common Stock | 5,194 | 2,597 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $196.50 to $196.96. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Performance options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F3Options fully vested in accordance with schedule upon achievement of certain performance criteria.
- F4Options granted under the 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Of this option grant, 5,194 options are vested and the remaining 2,597 options vest on December 14, 2015.