SEC Form 4 · accession 0001225208-15-016545
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A DeFord
Officer — Sr. VP Sci Tech and Clin Afrs
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | M | 9,325 | $97.685 | A | 32,971 | D | |
| Common Stock | Aug 4, 2015 | M | 4,160 | $136.37 | A | 37,131 | D | |
| Common Stock | Aug 4, 2015 | S | 100 | $198.24 | D | 37,031 | D | |
| Common StockF2 | Aug 4, 2015 | S | 13,385 | $197.742 | D | 23,646 | D | |
| Common StockF3 | holding | — | — | — | 55 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $136.37 | Aug 4, 2015 | M | 4,160 | D | — | Dec 11, 2023 | Common Stock | 4,160 | 12,483 | D |
| Option (Right to Buy)F4,F6 | $97.685 | Aug 4, 2015 | M | 9,325 | D | — | Dec 12, 2022 | Common Stock | 9,325 | 9,325 | D |
Explanation of responses
- F1Includes 0.13324 shares acquired under the Company's Dividend Reinvestment Plan from February 7, 2015 to July 31, 2015.
- F2Represents the weighted average sales price for price increments ranging from $197.18 to $198.14. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Includes 16.519 shares acquired under the Company's 401(k) Plan from February 7, 2015 to July 31, 2015.
- F4Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Of this option grant 4,160 options vested on December 11, 2014 and the remaining options vest in three annual installments beginning on December 11, 2015.
- F6Of this option grant 9,325 options are vested and the remaining options vest in two annual installments beginning on December 12, 2015.