SEC Form 4 · accession 0001225208-15-004085
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A DeFord
Officer — Sr. VP Sci Tech and Clin Afrs
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | A | 7,303 | $0.00 | A | 32,040 | D | |
| Common StockF3 | Feb 11, 2015 | A | 3,799 | $0.00 | A | 35,839 | D | |
| Common Stock | Feb 11, 2015 | A | 2,767 | $144.72 | A | 38,606 | D | |
| Common Stock | Feb 11, 2015 | A | 1,186 | $101.304 | A | 39,792 | D | |
| Common Stock | Feb 11, 2015 | F | 3,689 | $173.805 | D | 36,103 | D | |
| Common StockF6 | holding | — | — | — | 38 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F2Includes 0.0666 shares acquired under the Company's Dividend Reinvestment Plan from November 1, 2014 to February 6, 2015.
- F3Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated), 50% of which vest immediately and the remaining 50% vest in two equal annual installments on February 11, 2016 and February 11, 2017.
- F4Restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F5Shares withheld to pay taxes upon vesting of performance-based restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F6Includes 2.931 shares acquired under the Company's 401(k) Plan from November 1, 2014 to February 6, 2015.