SEC Form 4 · accession 0001225208-15-004078
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Ring
Officer — Chairman and CEO · Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | G | 125 | $0.00 | D | 121,323 | D | |
| Common StockF1 | Feb 11, 2015 | A | 28,274 | $0.00 | A | 149,597 | D | |
| Common StockF2 | Feb 11, 2015 | A | 15,084 | $0.00 | A | 164,681 | D | |
| Common Stock | Feb 11, 2015 | A | 4,243 | $144.72 | A | 168,924 | D | |
| Common Stock | Feb 11, 2015 | A | 1,819 | $101.304 | A | 170,743 | D | |
| Common Stock | Feb 11, 2015 | F | 17,622 | $173.805 | D | 153,121 | D | |
| Common StockF6 | Feb 12, 2015 | S | 1,600 | $174.4388 | D | 151,521 | D | |
| Common StockF8 | Feb 12, 2015 | S | 3,863 | $172.813 | D | 147,658 | D | |
| Common StockF9 | Feb 12, 2015 | S | 8,900 | $174.0175 | D | 138,758 | D | |
| Common StockF10 | holding | — | — | — | 3,457 | I | 401(k) Plan | |
| Common StockF11 | holding | — | — | — | 707 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F10Includes 69.115 shares acquired under the Company's 401(k) Plan from November 1, 2014 to February 6, 2015.
- F11The reporting person disclaims beneficial ownership of the shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.
- F2Represents common shares acquired upon satisfaction of performance criteria underlying the award of restricted stock units under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated), 50% of which vest immediately and the remaining 50% vest in two equal annual installments on February 11, 2016 and February 11, 2017.
- F3Restricted stock units acquired through deferral of compensation under the Company's Management Stock Purchase Program.
- F4Shares withheld to pay taxes upon vesting of performance-based restricted stock units granted under the 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F5Sales are pursuant to a previously disclosed 10b5-1 plan.
- F6Represents the weighted average sales price for price increments ranging from $174.36 to $174.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F7Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F8Represents the weighted average sales price for price increments ranging from $172.36 to $173.28. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F9Represents the weighted average sales price for price increments ranging from $173.37 to $174.35. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.