SEC Form 4 · accession 0001140361-18-022680
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Timken Jr.
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 10:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 391,209 | D | ||
| Common Stock | holding | — | — | — | 500 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 116,000 | I | Beneficiary of Trust | |
| Common StockF1,F3 | holding | — | — | — | 56,437 | I | Trustee | |
| Common StockF4 | holding | — | — | — | 460,000 | I | Co-Trustee | |
| Common Stock | holding | — | — | — | 99,999 | I | Advisor of Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted)F5 | $0.00 | May 8, 2018 | A | 2,525 | A | — | May 8, 2019 | Common Stock | 2,525 | 2,525 | D |
Explanation of responses
- F1Disclaimer: Undersigned disclaims any beneficial interest.
- F2Beneficiary of John M. Timken Trust D FBO John M. Timken, Jr
- F3Trustee for Susan H. Timken Generation Skipping Trust
- F4Co-Trustee for Trust U/Will of H.H. Timken, Jr DISCLAIMER: Undersigned disclaims beneficial ownership, except for his one-sixth income interest in the trust
- F5Grant of restricted stock units that vest 100% one year from date of grant.