SEC Form 4 · accession 0001140361-18-022677
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ward J Timken Jr.
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 238,752 | D | ||
| Common StockF1 | holding | — | — | — | 200,000 | I | By Self as Manager of LLC | |
| Common StockF2 | holding | — | — | — | 2,810 | I | By Spouse | |
| Common Stock | holding | — | — | — | 12,855 | I | By Child | |
| Common Stock | holding | — | — | — | 12,155 | I | By Child | |
| Common StockF3 | holding | — | — | — | 53,000 | I | By self as Co-Trustee and beneficiary | |
| Common StockF2,F4 | holding | — | — | — | 6,000 | I | By self as Co-Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted)F5 | $0.00 | May 8, 2018 | A | 2,525 | A | — | May 8, 2019 | Common Stock | 2,525 | 2,525 | D |
Explanation of responses
- F1By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members.
- F2DISCLAIMER: Undersigned disclaims all beneficial ownership
- F3By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr.
- F4By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren
- F5Grant of restricted stock units that vest 100% one year from date of grant.