SEC Form 4 · accession 0001140361-17-023516
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ward J Timken Jr.
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | I | 18,404 | $0.00 | D | 0 | I | Savings Inv. Plan |
| Common Stock | holding | — | — | — | 238,752 | D | ||
| Common StockF1 | holding | — | — | — | 200,000 | I | By Self as Manager of LLC | |
| Common StockF2 | holding | — | — | — | 2,810 | I | By Spouse | |
| Common Stock | holding | — | — | — | 12,855 | I | By Child | |
| Common Stock | holding | — | — | — | 12,155 | I | By Child | |
| Common StockF3 | holding | — | — | — | 53,000 | I | By self as Co-Trustee and beneficiary | |
| Common StockF2,F4 | holding | — | — | — | 6,000 | I | By self as Co-Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members.
- F2DISCLAIMER: Undersigned disclaims all beneficial ownership
- F3By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr.
- F4By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren
- F5Employer no longer allowed shares of another company to be held in retirement plan, forcing the sale and reallocation of funds.