SEC Form 4 · accession 0000098362-18-000071
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip D. Fracassa
Officer — EVP & CFO
Period of report
May 8, 2018
Accepted (ET)
May 9, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | M | 5,000 | $16.34 | A | 43,534 | D | |
| Common Stock | May 8, 2018 | F | 1,261 | $47.65 | D | 42,273 | D | |
| Common StockF1 | May 8, 2018 | S | 3,739 | $47.71 | D | 38,534 | D | |
| Common Stock | holding | — | — | — | 3,686 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $16.34 | May 8, 2018 | M | 5,000 | D | Feb 8, 2011 | Feb 8, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $47.60 to $47.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.