SEC Form 4 · accession 0000098362-17-000112
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G Kyle
Officer — President and CEO · Director
Period of report
Nov 30, 2017
Accepted (ET)
Nov 30, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 10,600 | $35.97 | A | 89,236 | D | |
| Common Stock | Nov 30, 2017 | F | 1,358 | $50.10 | D | 87,878 | D | |
| Common Stock | Nov 30, 2017 | S | 9,242 | $49.75 | D | 78,636 | D | |
| Common Stock | holding | — | — | — | 4,599 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $35.97 | Nov 30, 2017 | M | 10,600 | D | Feb 8, 2012 | Feb 8, 2021 | Common Stock | 10,600 | 17,000 | D |
Explanation of responses
- F110,600 stock options from 2-8-11 grant of 27,600 stock options (previously reported on Form 4). The stock options vest in 25% increments per year from the grant date.