SEC Form 4 · accession 0000098362-17-000036
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly Marie Chadwick
Officer — Chief Accounting Officer
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 1,185 | $27.75 | A | 3,438 | D | |
| Common Stock | Feb 21, 2017 | F | 139 | $44.80 | D | 3,299 | D | |
| Common Stock | Feb 21, 2017 | S | 1,046 | $44.80 | D | 2,253 | D | |
| Common Stock | Feb 21, 2017 | S | 1,276 | $44.70 | D | 977 | D | |
| Common Stock | holding | — | — | — | 946 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $27.75 | Feb 21, 2017 | M | 1,185 | D | Feb 11, 2017 | Feb 11, 2026 | Common Stock | 1,185 | 3,555 | D |
Explanation of responses
- F11,185 stock options from 2-11-16 grant of 4,740 stock options (previously reported on Form 4). The stock options vest in 25% increments from the date of grant.